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  • Routing of Equity Orders

Routing of Equity Orders

Certain equity security orders may be routed to other broker/dealers or exchanges for execution. Each quarter, Baird prepares a summary discussing orders routed away for execution, including the type and identity of broker/dealer or exchange receiving such order.

View and Download
606 Reports Starting with Q12021Baird 606 Report Library: Q12018-Q42020’Historical Quarterly 606 Data*J.J. B. Hilliard W. L. Lyons, Inc. (HDLY and HLHC) Quarterly 606 Report

*You may request the identity of the executing broker/dealer or exchange and the associated time of execution on any of your equity trades placed within the last six months from your Financial Advisor.

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