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	Important Disclosures
	Below you will find information, documents and disclosures regarding various financial matters at Baird: Annual Disclosure Notice Annuities Disclosure Important Information About Auction Rate Securities Important Information About Fund of Hedge Funds Important Information About Leveraged and Inverse Funds International Disclosures Margin Account Facts and Disclosure Mutual Fund Disclosure Mutual Fund Investing Routing of Equity Orders Structured Products Disclosure Supplemental Information Terms and Conditions for Use of this Web Site Understanding Check 21 Variable Rate Demand Note Disclosure INTERNATIONAL DISCLOSURES Baird Europe Robert W Baird Limited and Baird Capital Partners Europe Limited are authorised and regulated in the United Kingdom by the Financial Conduct Authority (registered numbers are 124308 and 150154 respectively). Robert W Baird Limited and Baird Capital Partners Europe Limited have approved this information for distribution in the UK and Europe. Clients should seek their own advice on any matters pertaining to information on this Web site. Robert W. Baird Limited Registered Office: Mint House, 77 Mansell Street, London, E1 8AF Tel: +44 20 7488 1212 Fax: +44 20 7481 3911 VAT number 397 1523 28 Company number 1745463 Robert W. Baird GmbH Neue Mainzer Strasse 28 D-60311 Frankfurt am Main Germany Tel: +49 69 130 149 10 Fax: +49 69 130 149 11 Baird Capital Partners Europe Limited Registered Office: Mint House, 77 Mansell Street, London, E1 8AF Tel: +44 20 7667 8400 Fax: +44 20 7667 8481 VAT number 397 1523 28 Company number 3024884 Baird Asia Baird Asia Advisors Limited - Shanghai Representative Office Rm 42-022, 42/F, Hang Seng Bank Tower No.1000 Lujiazui Ring Road Pudong Shanghai 200120, China Office: (86-021) 6182-0980 Fax: (86-021) 6841-0087 Baird Investment Advisor Co., Limited - Wholly Foreign Owned Enterprise Rm 42-042, 42/F, Hang Seng Bank Tower No.1000 Lujiazui Ring Road Pudong Shanghai 200120, China Office: (86-021) 6182-0980 Fax: (86-021) 6841-0087 Canada Robert W. Baird & Co. Incorporated (“RWBCI”) relies on the International Dealer Exemption pursuant to NI 31-103 in Alberta, British Columbia, Manitoba, Ontario and Quebec. Please note that (i) RWBCI is not registered in Canada; (ii) RWBCI ‘s jurisdiction of residence is the United States; (iii) RWBCI’s assets may be situated outside of Canada; (iv) there may difficulty enforcing legal rights against RWBCI because of the aforementioned; and (v) the name and address of the agents for service of process of RWBCI are: Alberta 152928 Canada Inc., c/o Strikeman Elliott LLP 4300 Bankers Hall 888-3rd Street S.W. Calgary, Alberta T2P 5C5 Canada British Columbia 152928 Canada Inc. c/o Strikeman Elliott LLP 666 Burrard Street, Suite 1700, Park Place Vancouver, British Columbia V6C 2X8 Canada Manitoba Aikins, MacAulay & Thorvaldson LLP 30th Floor Commodity Exchange Tower 360 Main Street Winnipeg, Manitoba R3C 4G1 Canada Ontario 152928 Canada Inc. c/o Stikeman Elliott LLP 5300 Commerce Court West 199 Bay Street Toronto, Ontario M5L 1B9 Canada Quebec 152928 Canada Inc. c/o Strikeman Elliott LLP 1155 Rene-Levesque Blvd., 40th Floor Montreal, Quebec H3B 3V2 Canada Australia Robert W. Baird & Co. Incorporated (“RWBCI”) and Robert W. Baird Limited (“RWBL”) do not hold Australian Financial Services (AFS) licenses and are exempt from the requirement to hold an AFS license under the Corporations Act 2001 in respect of the financial services it provides in Australia.. RWBCI is regulated by the Securities & Exchange Commission under US laws, and RWBL is regulated by the Financial Conduct Authority under UK laws, which differ from Australian laws. Back to Top		Related Information Account and Product Disclosures

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The services featured on this Web site may not be available in all jurisdictions or to all persons/entities. For more information, please see Important Disclosures. Robert W. Baird & Co. Incorporated. Member SIPC.