Important Disclosures

 
 
 
Below you will find information, documents and disclosures regarding various financial matters at Baird: INTERNATIONAL DISCLOSURES

Baird Europe

Robert W Baird Limited and Baird Capital Partners Europe Limited are authorised and regulated in the United Kingdom by the Financial Services Authority (registered numbers are 124308 and 150154 respectively).

Robert W Baird Limited and Baird Capital Partners Europe Limited have approved this information for distribution in the UK and Europe. Clients should seek their own advice on any matters pertaining to information on this Web site.

Robert W. Baird Limited
Registered Office: Mint House, 77 Mansell Street, London, E1 8AF
Tel: +44 20 7488 1212
Fax: +44 20 7481 3911
VAT number 397 1523 28
Company number 1745463

Robert W. Baird GmbH
Neue Mainzer Strasse 28
D-60311 Frankfurt am Main
Germany
Tel: +49 69 130 149 10
Fax: +49 69 130 149 11

Baird Capital Partners Europe Limited
Registered Office: Mint House, 77 Mansell Street, London, E1 8AF
Tel: +44 20 7667 8400
Fax: +44 20 7667 8481
VAT number 397 1523 28
Company number 3024884

Baird Asia

Baird Asia Limited - Hong Kong
Suite 3304, 33/F
Bank of America Tower
No. 12 Harcourt Road
Central, Hong Kong
Office: (+852) 2827 8822
Fax: (+852) 2827 8555

Baird Asia Advisors Limited - Hong Kong
Suite 3304, 33/F
Bank of America Tower
No. 12 Harcourt Road
Central, Hong Kong
Office: (+852) 2827 8822
Fax: (+852) 2827 8555

Baird Asia Advisors Limited - Shanghai Representative Office
Rm 42-022, 42/F, Hang Seng Bank Tower
No.1000 Lujiazui Ring Road
Pudong Shanghai 200120, China
Office: (86-021) 6182-0980
Fax: (86-021) 6841-0087

Baird Investment Advisor Co., Limited - Wholly Foreign Owned Enterprise
Rm 42-042, 42/F, Hang Seng Bank Tower
No.1000 Lujiazui Ring Road
Pudong Shanghai 200120, China
Office: (86-021) 6182-0980
Fax: (86-021) 6841-0087

 
Canada
 
Robert W. Baird & Co. Incorporated (“RWBCI”) relies on the International Dealer Exemption pursuant to NI 31-103 in British Columbia, Manitoba, Ontario and Quebec. Please note that (i) RWBCI is not registered in Canada; (ii) RWBCI ‘s jurisdiction of residence is the United States; (iii) the name and address of the agent for service of process of RWBCI’s in British Columbia, Ontario and Quebec is 152928 Canada Inc., c/o Stikeman Elliott LLP, 5300 Commerce Court West, 199 Bay Street, Toronto, Ontario M5L 1B9, Canada.

Australia
 
Robert W. Baird & Co. Incorporated (“RWBCI”) and Robert W. Baird Limited (“RWBL”) do not hold Australian Financial Services licenses (AFS Licenses) and are exempt from the requirement to hold an AFS License under the Corporations Act 2001 in respect of the financial services it provides in this jurisdiction. RWBCI is regulated in the US by the Securities & Exchange Commission and RWBL is regulated in the UK by the Financial Services Authority.


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