Schedule of Fees and Service Charges
The following summarizes Baird’s account fees and service charges based on account type or service requested. This pricing information supersedes any prior pricing details and notices, and Baird reserves the right to change a fee upon notice. Other fees may apply. If you have additional questions, please contact your Baird Financial Advisor.

ANNUAL FEES
The following fees apply only to applicable households with <$250K in assets:
Individual Retirement Account (IRA)1, 2  
   First IRA per Household| Each Additional IRA per Household
$50 | $40
Coverdell Education Savings Account

$25

Cash Management Standard 
$100

eBill Management Fee
$50
The following fees apply only to households with <$100K in assets:
Individual Retirement Account (IRA)1  
    First IRA per Household| Each Additional IRA per Household
$50 | $40
Account Service Fee3
$100
The following fees apply to all applicable households, regardless of account valuation:

Profit Sharing or Money Purchase Plans:

 
    Main Account | Each Additional Participant in Plan
$100 | $10
Super Simplified: Individual 401(k), Profit Sharing, or Money Purchase Plans
$50
403(b)
$40
Private Placements Maintenance Fee
$200

TRANSACTIONAL FEES
The following fees apply to all households, regardless of account valuation:
Client Service
Stop Payment (checks issued by Robert W. Baird & Co.)
$25
Returned Check 
$25
Overnight Fee        
$20
Late Payment4 or Prepayment4 
Margin Interest Rate ($10 min.)
Wire Transfers – Domestic | International                                         
$25 | $50
Account Transfer/Closing5
$125
Lost Certificate Fee
 2% of Market Value Plus Any/
All Agent Fees
Precious Metals:  Received or Delivered
All Agent Fees
Treasury and GNMA Deposits
$50  per Certificate
Private Placements: Transaction Fee
$200
No Load Mutual Fund Purchases & Exchanges 
$50
Trades Done Away From Baird 
$50
Client Document Research 
$50 Min. per Account
Direct Registration Transfers
$25
Register and Ship
$25 + DTC & Agent Fees ($500)
Rush Security Transfer
$500
Physical Reorganization6
$100
Cash Management Program
Business Checks (Qty. 150) 
$60 
Returned Check 
$25
Stop Payment
$10
Overnight Checks | Card 
$40 | $60
Check Copy
$2
Transfer on Death (TOD) Accounts
Account Opening7
$75
Change/Revoke Agreement  
$50
Distribution Fee
$150 + $50 per Beneficiary
Foreign Securities
Physical Deposit
$100
Physical Withdrawal
$250
Incoming and Outgoing Account Transfer (ACAT)
All Agent Fees
Stock Dividend
All Agent Fees
Profit Sharing or Money Purchase Plans

Acceptance/Opening Fee - Main Account |
Each Additional Participant in Plan    

$50 | $5

1 Annual IRA Fees are waived for 1) any IRA established as a Managed or Advisory Choice account provided the minimum account value requirement is met, 2) all IRAs in statement households (Baird + networked) having greater than $100,000 and less than $250,000 in total assets, where the household incurred at least $1,000 in fees/commissions for the trailing 12-month period ending on August 31.

2 The annual fee for a Traditional or Roth IRA will be waived for statement households having between $100,000 and $250,000 in total assets provided the account is “fully funded” by December 31 each year ($5,000 in 2010).

3 Baird charges a $100 annual account service fee for select accounts in statement households (Baird + networked) as of the cutoff date, which is the last business day of November. Each eligible account within these households will be charged the annual account service fee in December. Accounts outside of statement households will be considered independent households for the assessment of the fee, subject to the $100,000 minimum in total assets.  See the “Account Fees and Service Charges” section  of the Annual Disclosure Notice for a complete list of account types that are exempt from the annual account service fee.

4 In the event sufficient funds or securities are not received for a trade by Settlement Date or funds are requested prior to Settlement Date of a liquidation, Baird reserves the right to charge interest to the Account in accordance with Baird’s established custom.  Interest charges will accrue from Settlement Date for the transaction until full and final payment is made or from the day funds are paid out of the account until Settlement Date of the liquidation. Visit www.rwbaird.com/loanrates for complete margin rate information. Rates are subject to change without notice.

5 The closing fee is waived for Coverdell Education Savings Accounts that are closed as a result of the assets having been withdrawn according to the account’s intended purpose.

6 The physical exchange of one certificate for another as part of a reorganization activity. Applies to customer name certificates only.

7 If more than four beneficiaries, $25.00 for each additional beneficiary (to open a TOD account).

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