Certain equity security orders may be routed to other broker/dealers or exchanges for execution. Each quarter, Baird prepares a summary discussing orders routed away for execution, including the type and identity of broker/dealer or exchange receiving such order.
- View the 3rd QTR 2014 order routing quarterly summary [PDF] and MWR order routing quarterly summary. You may request the identity of the executing broker/dealer or exchange and the associated time of execution on any of your equity trades placed within the last six months from your Financial Advisor.
- View the quarterly 606 data and disclosure.