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This Annual Disclosure Notice is intended for individuals with an account with Robert W. Baird & Co. Incorporated and contains important information regarding that account.
Please read this Annual Disclosure Notice (PDF: 305KB) carefully and contact your Baird Financial Advisor with any questions.
Included in this notice is information regarding:
- NASD BrokerCheck
- Margin Disclosure Statement
- Baird Accounts, Services Offered, and Full Disclosure of Fees and Commissions
- Mutual Fund Investing
- Electronic Funds Transfer Services and Valued Investor Plan Debit Card
- Information Regarding the Routing of Your Equity Orders
- Federal and State Tax Withholding for Retirement Accounts
- Questions, Inquiries, Complaints
- Account Fees and Service Charges
- FDIC-Insured Deposit Accounts
- Privacy Policy
- Annual Offer of ADV Brochure
- Business Continuity Plan
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