Annual Disclosure Notice

This Annual Disclosure Notice is intended for individuals with an account with Robert W. Baird & Co. Incorporated and contains important information regarding that account.

Please read this Annual Disclosure Notice (PDF) carefully and contact your Baird Financial Advisor with any questions.

Included in this notice is information regarding:
  • FINRA BrokerCheck
  • Margin Disclosure Statement
  • Baird Accounts, Services Offered, and Full Disclosure of Fees and Commissions
  • Mutual Fund Investing
  • Electronic Funds Transfer Services and Valued Investor Plan Debit Card
  • Information Regarding the Routing of Your Equity Orders
  • Federal and State Tax Withholding for Retirement Accounts
  • Questions, Inquiries, Complaints
  • Account Fees and Service Charges
  • FDIC-Insured Deposit Accounts
  • Privacy Policy
  • Annual Offer of ADV Brochure
  • Business Continuity Plan