Annual Disclosure Notice

This Annual Disclosure Notice is intended for individuals with an account with Robert W. Baird & Co. Incorporated and contains important information regarding that account.

Included in this notice is information regarding:

  • FINRA BrokerCheck
  • Margin Disclosure Statement
  • Baird Accounts, Services Offered, and Full Disclosure of Fees and Commissions
  • Mutual Fund Investing
  • Electronic Funds Transfer Services and Valued Investor Plan Debit Card
  • Information Regarding the Routing of Your Equity Orders
  • Federal and State Tax Withholding for Retirement Accounts
  • Questions, Inquiries, Complaints
  • Account Fees and Service Charges
  • FDIC-Insured Deposit Accounts
  • Privacy Policy
  • Annual Offer of ADV Brochure
  • Business Continuity Plan